Alyce Su
粟耀瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alyce Su (粟耀瑩), a licensed former licensee with CE reference AGN848. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheung On Securities Limited 長安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-13 | 2021-11-18 |
| Cheung On Securities Limited 長安證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-13 | 2026-03-19 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-09 | 2020-07-31 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-09 | 2020-07-31 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2012-03-09 | 2012-05-07 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-13 | 2012-02-24 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-11 | 2006-02-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-02 | 2004-05-11 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-02 | 2004-05-11 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-05-02 | 2004-05-11 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-28 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-28 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-28 |