Helen Man Yee Ng
吳敏兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Man Yee Ng (吳敏兒), a licensed former licensee with CE reference AAW334. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-26 | 2013-04-02 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-07-26 | 2013-04-02 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2007-07-26 | 2013-04-02 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-17 | 2007-07-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-17 | 2007-07-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-04-17 | 2007-07-26 |