Suzanna Suk Wun Wong
黃淑媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suzanna Suk Wun Wong (黃淑媛), a licensed former licensee with CE reference AHI337. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-10-08 | 2023-04-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-10-08 | 2023-04-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-10-08 | 2023-04-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-10-08 | 2023-04-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-10-08 | 2023-04-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-10-08 | 2023-04-03 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-31 | 2020-11-10 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-10-31 | 2020-11-10 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-17 | 2018-10-31 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-17 | 2018-10-31 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-18 | 2016-09-15 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-18 | 2016-09-15 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-15 | 2014-07-18 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-15 | 2014-07-18 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-05 | 2014-04-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-05 | 2014-04-26 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-01-14 | 2009-10-01 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-01-14 | 2009-10-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-01 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |