Michelle Iok Chan Lam
林玉珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michelle Iok Chan Lam (林玉珍), a licensed former licensee with CE reference AER410. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2015-03-10 | 2019-02-04 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-10-07 | 2013-05-20 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2019-02-04 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-13 | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-04-13 | 2015-03-10 |
| Allard Partners Limited 全亞達投資有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-03 | 2004-03-01 |
| Allard Partners Limited 全亞達投資有限公司 |
Rep | Type 9 — Asset management | 2003-09-03 | 2004-03-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-05-27 |