Carol Wai Chu Cheng
鄭惠珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Wai Chu Cheng (鄭惠珠), a licensed former licensee with CE reference AFC396. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-06-18 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-13 |