Philip Yee Lap Li
李以立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Yee Lap Li (李以立), a licensed Representative with CE reference AJF874. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-23 | present |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-01 | 2019-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2010-06-01 | 2019-08-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-01 | 2019-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2010-06-01 | 2019-08-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-06-01 | 2019-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2010-06-01 | 2019-08-10 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-20 | 2010-05-21 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-20 | 2010-05-21 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-02-20 | 2010-05-21 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-02-20 | 2010-05-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-15 | 2008-02-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-15 | 2008-02-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-06-15 | 2008-02-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2006-06-15 | 2008-02-03 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-26 | 2006-04-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2003-11-26 | 2006-04-15 |