James Wang Kit Leung
梁宏傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wang Kit Leung (梁宏傑), a licensed former licensee with CE reference ACC013. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2018-12-12 | 2025-05-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-12-12 | 2025-05-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2018-12-12 | 2025-05-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-19 | 2025-05-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-19 | 2018-12-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-07-19 | 2018-12-12 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-08 | 2008-08-10 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 — Asset management | 2006-06-23 | 2008-08-10 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-13 | 2006-04-21 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-11 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2006-04-21 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2006-04-21 |