SEI Investments (Asia) Limited
美國信怡泰投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SEI Investments (Asia) Limited (美國信怡泰投資有限公司), a Hong Kong-based licensed corporation with CE reference ALK924. Current licensed staff on file: 0 (total recorded over time: 29). Earliest licence on file: 2005-03-02.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2005-03-02 | 2023-02-20 |
| Type 9 — Asset management | 2005-03-02 | 2023-02-20 |
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Gregory Brent Bell | RO 4, 9 | 2016-08 | 2019-04 |
| William Francis Cassidy | RO 4, 9 | 2007-09 | 2013-05 |
| Vincent Wing-Yuen Chu 朱永源 | RO 4, 9 | 2005-03 | 2007-03 |
| Sue Wan Chua 蔡思遠 | RO 4, 9 | 2005-03 | 2008-12 |
| Virginia Devereux Wong 王維清 | RO 4 | 2005-03 | 2009-04 |
| Serena Yuen Kwan Kwok Chan 郭陳宛筠 | RO 4, 9 Rep 4, 9 | 2007-07 | 2017-05 |
| John Waitong Lau 劉煒堂 | RO 4, 9 Rep 4, 9 | 2007-11 | 2022-06 |
| Soohee Lee 李受熙 | RO 4, 9 Rep 4, 9 | 2017-08 | 2022-06 |
| Mark Edward Mc Carron | RO 9 | 2005-03 | 2011-06 |
| Ka Mei Chan 陳家美 | Rep 4, 9 | 2008-06 | 2010-08 |
| Henry Gee Hung Chau 鄒自衡 | Rep 9 | 2007-06 | 2008-06 |
| Borwin Cheung 張博文 | Rep 4, 9 | 2018-02 | 2019-05 |
| Yeung Cheung 張洋 | Rep 4, 9 | 2013-05 | 2015-05 |
| Yim Yeung Cheung 張艷陽 | Rep 4, 9 | 2011-09 | 2013-05 |
| Brian Wei Chiang Chiu 邱偉強 | Rep 4, 9 | 2010-06 | 2022-06 |
| Wai Yan Chung 鍾慧欣 | Rep 4, 9 | 2009-04 | 2010-06 |
| Edwin Kai Chi Lam 林繼志 | Rep 4, 9 | 2012-01 | 2014-11 |
| Hoi Yi Lau 劉凱怡 | Rep 4, 9 | 2007-08 | 2009-05 |
| Sing Chong Lau 劉承浚 | Rep 4, 9 | 2007-09 | 2011-08 |
| William Theodore Lawrence | Rep 4, 9 | 2011-10 | 2021-06 |
| James Wang Kit Leung 梁宏傑 | Rep 4, 9 | 2006-06 | 2008-08 |
| Kelvin Ngai Ho Leung 梁毅豪 | Rep 4, 9 | 2015-05 | 2018-02 |
| Louis Shun Hay Li 李信熹 | Rep 4, 9 | 2008-05 | 2011-04 |
| Arnoldus Johannes Looijestijn | Rep 4, 9 | 2014-04 | 2022-06 |
| Ian Seong Ooi 黃胤祥 | Rep 4, 9 | 2008-10 | 2010-03 |
| Adam Rix | Rep 4, 9 | 2019-09 | 2021-08 |
| Eunice Nga Hang Sin | Rep 4 | 2005-09 | 2008-05 |
| Xiaowen Xu 徐曉雯 | Rep 4, 9 | 2015-12 | 2021-04 |
| Ka Man Yau 丘家敏 | Rep 4, 9 | 2019-06 | 2022-02 |
Showing 1–29 of 29