Vincent Wing-Yuen Chu
朱永源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wing-Yuen Chu (朱永源), a licensed former licensee with CE reference ALP637. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosen Asset Management Limited 寶信資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-01-28 | 2020-06-15 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
RO | Type 9 — Asset management | 2011-01-28 | 2020-06-15 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-29 | 2011-01-28 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-29 | 2011-01-28 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 9 — Asset management | 2007-09-21 | 2010-06-01 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2007-08-14 | 2010-06-01 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 4 — Advising on securities | 2005-03-02 | 2007-03-08 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 9 — Asset management | 2005-03-02 | 2007-03-08 |