John Waitong Lau
劉煒堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Waitong Lau (劉煒堂), a licensed former licensee with CE reference APY407. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 4 — Advising on securities | 2009-01-05 | 2022-06-30 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 9 — Asset management | 2009-01-05 | 2022-06-30 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-05 | 2009-01-05 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 — Asset management | 2007-11-05 | 2009-01-05 |