Serena Yuen Kwan Kwok Chan
郭陳宛筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Serena Yuen Kwan Kwok Chan (郭陳宛筠), a licensed former licensee with CE reference AAH060. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 4 — Advising on securities | 2013-06-21 | 2017-05-01 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 9 — Asset management | 2013-06-21 | 2017-05-01 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-03 | 2013-06-21 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 — Asset management | 2007-07-03 | 2013-06-21 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-05-02 | 2007-05-21 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-15 | 2007-05-21 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-30 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-06-30 |