Franklin Templeton Institutional Asia Limited
富蘭克林鄧普頓機構投資亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franklin Templeton Institutional Asia Limited (富蘭克林鄧普頓機構投資亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAK170. Current licensed staff on file: 0 (total recorded over time: 5).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2005-03-19 |
| Type 6 — Advising on corporate finance | present | 2005-03-19 |
| Type 9 — Asset management | present | 2005-03-19 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Thomas James Duffy | RO 4, 6, 9 | Pre-2003 | 2005-01 |
| Serena Yuen Kwan Kwok Chan 郭陳宛筠 | RO 4, 9 | Pre-2003 | 2003-06 |
| Wai Chun Shum 沈偉俊 | RO 4 Rep 4 | 2004-07 | 2005-01 |
| Pang Yen Chen 陳邦彥 | Rep 4, 6, 9 | Pre-2003 | 2004-01 |
| Pui Yu Hui 許佩如 | Rep 4, 6, 9 | Pre-2003 | 2005-01 |
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