Wai Chun Shum
沈偉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chun Shum (沈偉俊), a licensed former licensee with CE reference AHJ589. Total licence records on file: 58.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-19 | 2020-08-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2020-03-19 | 2020-08-20 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-19 | 2020-08-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-04 | 2020-03-19 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-04 | 2020-03-19 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-04 | 2020-03-19 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-14 | 2018-01-12 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 1 — Dealing in securities | 2017-07-14 | 2018-01-12 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-14 | 2018-01-12 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2018-01-12 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2018-01-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-07-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-07-14 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-07-14 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-07-14 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2017-07-14 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-07 | 2017-05-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-07 | 2017-05-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 — Asset management | 2014-04-07 | 2017-05-03 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-20 | 2012-02-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2010-12-20 | 2012-02-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2010-12-20 | 2012-02-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2010-12-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-02 | 2010-12-20 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-08-02 | 2010-12-20 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2008-04-28 | 2010-04-16 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2008-04-28 | 2010-04-16 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2008-04-28 | 2010-04-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-06 | 2008-04-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-10-23 | 2010-04-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-10-23 | 2008-04-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-10-23 | 2008-04-28 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-02 | 2007-07-04 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 9 — Asset management | 2005-10-29 | 2007-07-04 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2005-01-11 | 2005-10-29 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2004-09-17 | 2005-01-10 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-15 | 2004-09-17 |
| Mercer (Hong Kong) Limited |
RO | Type 4 — Advising on securities | present | 2004-07-07 |