Mercer (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mercer (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference AFG342. Current licensed staff on file: 0 (total recorded over time: 5).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2005-08-04 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alan Gordon Flynn | RO 4 | 2004-12 | 2005-08 |
| Doris Shuk Ming Ho 何淑明 | RO 4 Rep 4 | Pre-2003 | 2005-08 |
| Richard Langdon Nuzum Jr | RO 4 | 2005-01 | 2005-08 |
| Wai Chun Shum 沈偉俊 | RO 4 | Pre-2003 | 2004-07 |
| Siu Wai (SFC:AIY511) Ng 吳小慧 | Rep 4 | 2003-06 | 2005-07 |
Showing 1–5 of 5