Richard Langdon Nuzum Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Langdon Nuzum Jr ( ), a licensed former licensee with CE reference ALH870. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-10 | 2021-02-10 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-10 | 2021-02-10 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-08-04 | 2009-01-20 |
| Mercer (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2005-01-22 | 2005-08-04 |