Xiaowen Xu
徐曉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowen Xu (徐曉雯), a licensed former licensee with CE reference ATC815. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-01 | 2021-04-09 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 — Asset management | 2015-12-01 | 2021-04-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-12 | 2010-04-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-12 | 2010-04-24 |