Soohee Lee
李受熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soohee Lee (李受熙), a licensed former licensee with CE reference AIZ796. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2024-09-01 | 2025-03-10 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2024-09-01 | 2025-03-10 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2023-11-23 | 2024-08-31 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2023-11-23 | 2024-08-31 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 4 — Advising on securities | 2017-10-25 | 2022-06-30 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 9 — Asset management | 2017-10-25 | 2022-06-30 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-24 | 2017-10-25 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 — Asset management | 2017-08-24 | 2017-10-25 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2006-04-12 | 2016-02-29 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2006-04-12 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-16 | 2016-02-29 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2004-10-12 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-12 | 2016-02-29 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-11 | 2004-01-11 |