Sing Chong Lau
劉承浚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Chong Lau (劉承浚), a licensed former licensee with CE reference AOE376. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-24 | 2022-12-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-24 | 2022-12-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-07-24 | 2022-12-30 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-07-18 | 2018-05-31 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-10 | 2016-04-30 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-10 | 2016-04-30 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-06-26 | 2014-05-16 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-21 | 2011-08-20 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 — Asset management | 2007-09-21 | 2011-08-20 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-10 | 2007-06-09 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2007-01-10 | 2007-06-09 |