Yuk Fong So
蘇玉芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Fong So (蘇玉芳), a licensed former licensee with CE reference AOX343. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-06-10 | 2022-03-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-06-10 | 2022-03-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-06-10 | 2022-03-23 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2011-05-12 |