Sze Ho Kwok
郭子豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ho Kwok (郭子豪), a licensed former licensee with CE reference ALO530. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-23 | 2026-04-29 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-23 | 2026-04-29 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-12-23 | 2026-04-29 |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-27 | 2025-09-18 |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-27 | 2025-09-18 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-07 | 2017-11-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-07 | 2017-11-13 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-02 | 2016-03-30 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-02 | 2016-03-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-04 | 2010-10-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-04 | 2010-10-14 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-01-18 | 2010-10-14 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-30 | 2010-04-01 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-12-29 | 2006-09-18 |