Michael Brian Lai-Choo-Kan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Brian Lai-Choo-Kan ( ), a licensed former licensee with CE reference ACT480. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Templeton Asset Management Ltd | RO | Type 9 — Asset management | 2022-07-05 | 2023-05-31 |
| Templeton Asset Management Ltd | Rep | Type 9 — Asset management | 2022-02-14 | 2022-07-05 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2020-01-09 | 2021-07-01 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 9 — Asset management | 2020-01-09 | 2021-07-01 |
| Templeton Asset Management Ltd | RO | Type 9 — Asset management | 2019-11-28 | 2021-09-27 |
| Templeton Asset Management Ltd | Rep | Type 9 — Asset management | 2019-08-13 | 2019-11-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-08-25 | 2019-08-02 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-08-25 | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2005-08-25 | 2019-08-02 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2005-08-25 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-08-25 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-08-25 |