Richard Joseph Tai Ning Tsoi
蔡大寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Joseph Tai Ning Tsoi (蔡大寧), a licensed former licensee with CE reference AEM271. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-16 |