Lai Kwan Lam
林麗君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Kwan Lam (林麗君), a licensed Representative with CE reference AXC908. Currently licensed at 2 firm(s): Principal Asset Management Company (Asia) Limited, Principal Investment & Retirement Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-31 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-01 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-28 | present |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-27 | 2022-12-31 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-04 | 2014-09-27 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-04 | 2014-09-27 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | 2012-08-24 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | 2012-08-24 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-11 | 2012-08-24 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2011-04-11 | 2012-08-24 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-04-11 | 2012-08-24 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2011-04-11 | 2012-08-24 |