Raymond Ka Wing Ho
何家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ka Wing Ho (何家榮), a licensed former licensee with CE reference AFY752. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2023-05-17 | 2025-03-02 |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 9 — Asset management | 2023-05-17 | 2025-03-02 |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-02 | 2023-05-17 |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2023-05-02 | 2023-05-17 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-17 | 2022-11-22 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 9 — Asset management | 2019-07-17 | 2022-11-22 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-04 | 2019-07-17 |
| Hong Capital Partners Limited 宏時資本香港有限公司 |
RO | Type 9 — Asset management | 2018-06-08 | 2019-06-14 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2018-05-26 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-01 | 2018-05-26 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-01 | 2018-05-26 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
RO | Type 9 — Asset management | 2006-12-13 | 2012-07-01 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 — Asset management | 2006-03-17 | 2006-12-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2006-03-12 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-12 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |