Stephen Anthony Sales
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Anthony Sales ( ), a licensed former licensee with CE reference AQU401. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-06 | 2011-06-06 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-06 | 2011-06-06 |