Yichen Yan
鄢一琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichen Yan (鄢一琛), a licensed former licensee with CE reference BKY607. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-06 | 2025-10-07 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-06 | 2025-10-07 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-05-06 | 2025-10-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-12-10 | 2020-03-31 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2017-10-30 | 2019-07-05 |