Christopher Wing-Kai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Wing-Kai Chan, a licensed former licensee with CE reference BIZ872. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-29 | 2026-03-31 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-01-29 | 2026-03-31 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-01-29 | 2026-03-31 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-01 | 2024-01-29 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-01 | 2024-01-29 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-02-01 | 2024-01-29 |