Bonny Sze Man Tse
謝思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bonny Sze Man Tse (謝思敏), a licensed former licensee with CE reference APX167. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-02 | 2026-03-31 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-21 | 2026-03-31 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-21 | 2015-08-21 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-21 | 2019-07-02 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-05-21 | 2026-03-31 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-30 | 2014-05-10 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-30 | 2014-05-10 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2013-07-30 | 2014-05-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-20 | 2013-06-24 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-07-20 | 2013-06-24 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-20 | 2013-06-24 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2010-07-20 | 2013-06-24 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-07-20 | 2013-06-24 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-28 | 2010-06-30 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-28 | 2010-06-30 |