Gerald Froemke Dennig

CE No. ACJ196 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Froemke Dennig (), a licensed former licensee with CE reference ACJ196. Total licence records on file: 19.

Licence history

FirmRoleRegulated activityFromTo
CAIDAO Capital Limited RO Type 4 — Advising on securities 2016-09-13 2016-10-03
CAIDAO Capital Limited RO Type 9 — Asset management 2016-09-13 2016-10-03
Kingsbridge Limited
RO Type 4 — Advising on securities 2010-07-28 2014-02-12
Kingsbridge Limited
RO Type 9 — Asset management 2010-07-28 2014-02-12
AlTi Wealth Management (Hong Kong) Limited
安旗財富管理(香港)有限公司
RO Type 5 — Advising on futures contracts 2009-10-12 2010-04-30
AlTi Wealth Management (Hong Kong) Limited
安旗財富管理(香港)有限公司
RO Type 4 — Advising on securities 2009-04-28 2010-04-30
AlTi Wealth Management (Hong Kong) Limited
安旗財富管理(香港)有限公司
RO Type 9 — Asset management 2009-04-28 2010-04-30
AlTi Wealth Management (Hong Kong) Limited
安旗財富管理(香港)有限公司
Rep Type 4 — Advising on securities 2009-03-23 2009-04-28
AlTi Wealth Management (Hong Kong) Limited
安旗財富管理(香港)有限公司
Rep Type 9 — Asset management 2009-03-23 2009-04-28
Demeter Asset Management Limited
RO Type 4 — Advising on securities 2006-01-06 2009-03-13
Demeter Asset Management Limited
RO Type 9 — Asset management 2004-10-05 2009-03-13
Demeter Asset Management Limited
Rep Type 9 — Asset management 2003-10-02 2004-10-05
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities present 2003-08-13
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts present 2003-08-13
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 4 — Advising on securities present 2003-08-13
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 5 — Advising on futures contracts present 2003-08-13
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 6 — Advising on corporate finance present 2003-08-13
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 9 — Asset management present 2003-08-13
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 9 — Asset management present 2003-08-13

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