AlTi Wealth Management (Hong Kong) Limited

安旗財富管理(香港)有限公司

CE No. AJF298 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AlTi Wealth Management (Hong Kong) Limited (安旗財富管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AJF298. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 19). Earliest licence on file: 2004-05-11.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

Room 1802 18/F, LHT Tower, 31 Queen's Road Central, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2017-08-22	present
Type 4 — Advising on securities	2004-05-11	present
Type 5 — Advising on futures contracts	2004-05-11	present
Type 9 — Asset management	2004-07-19	present

Licensed staff (all-time) (19)
Active on date

1 Dealing in securities 4 Advising on securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Juan Ball	RO 4, 5, 9	2004-05	2008-04
Gerald Froemke Dennig	RO 4, 5, 9 Rep 4, 9	2009-03	2010-04
Joshua Michael Green	RO 1, 4, 5, 9 Rep 4, 9	2006-10	Present
Gideon Tsz Chung Kong 江子聰	RO 1, 4, 5, 9	2004-05	Present
Gareth Rhys Lewis	RO 1 Rep 4, 9	2017-02	2017-10
Reto Caviezel	Rep 4, 5, 9	2004-09	2006-10
Whitney Wing Yin Chan 陳穎妍	Rep 4, 5, 9	2005-07	2006-06
Yue Yan Chan 陳宇昕	Rep 4, 5, 9	2009-11	2010-09
Amy Yung-Chia Chang 張永佳	Rep 4, 5, 9	2004-05	2005-11
Ka Yee Chau 周嘉怡	Rep 4, 9	2009-11	2010-04
Winnie Wing Kei Hui 許穎琪	Rep 4, 5, 9	2005-10	Present
John Tae-Hyun Kaaiohelo	Rep 4, 5, 9	2009-05	2010-04
Marcus Wulf Horst Kirst	Rep 4, 5, 9	2010-02	2011-01
Sai Hou Lam 林世孝	Rep 9	2009-08	2010-04
Sarah Hau Yee Lee 李巧兒	Rep 4, 5, 9	2004-12	Present
Lai Ching Man 文麗清	Rep 4, 5, 9	2004-08	2005-03
Wing Yan Ng 吳頴茵	Rep 1, 4, 9	2026-02	Present
Neill Maurice O'Brien 區小虎	Rep 1	2018-07	2020-04
Christopher Paulus Nicolas Tan Po 傅思奮	Rep 4, 5, 9	2004-05	2009-08