Sarah Hau Yee Lee
李巧兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Hau Yee Lee (李巧兒), a licensed Representative with CE reference AHC334. Currently licensed at 1 firm(s): AlTi Wealth Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-24 | present |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-12-24 | present |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-12-24 | present |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-13 |