Gareth Rhys Lewis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gareth Rhys Lewis, a licensed Representative with CE reference AOX202. Currently licensed at 1 firm(s): MY.Alpha Management HK Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MY.Alpha Management HK Advisors Limited | Rep | Type 4 — Advising on securities | 2022-04-06 | present |
| MY.Alpha Management HK Advisors Limited | Rep | Type 9 — Asset management | 2017-11-29 | present |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-22 | 2017-10-16 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-20 | 2017-10-16 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-02-20 | 2017-10-16 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-09 | 2015-06-24 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-09 | 2015-06-24 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2015-03-09 | 2015-06-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-13 | 2014-04-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-05-29 | 2009-07-14 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-29 | 2008-06-23 |