Wendy Wai Ting Kwok
郭瑋婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Ting Kwok (郭瑋婷), a licensed Representative with CE reference BBF236. Currently licensed at 1 firm(s): Mackenzie Investments Asia Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | Rep | Type 9 — Asset management | 2019-11-04 | present |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2018-06-20 | 2019-02-20 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-29 | 2017-12-15 |