Wai Yan (SFC:AWY281) Wong
黃蔚茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan (SFC:AWY281) Wong (黃蔚茵), a licensed former licensee with CE reference AWY281. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-22 | 2018-11-09 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-07 | 2016-08-11 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-05 | 2016-08-11 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-17 | 2014-10-17 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-14 | 2014-10-17 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-14 | 2014-10-17 |