Karthik Kumar Vijay Kumar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karthik Kumar Vijay Kumar ( ), a licensed former licensee with CE reference BAO685. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-12 | 2019-06-10 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-28 | 2017-05-12 |
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2012-12-07 | 2017-03-01 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2012-12-07 | 2017-03-01 |