Robert Morris
銘陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Morris (銘陽), a licensed Representative with CE reference AZM831. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2016-12-05 | present |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2016-12-05 | present |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2016-12-05 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2012-05-31 | 2016-10-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-05-31 | 2016-10-12 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-05-31 | 2016-10-12 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2012-05-31 | 2016-10-12 |