Denise Chi Heng Ko
高志恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Chi Heng Ko (高志恆), a licensed former licensee with CE reference ALI388. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-30 | 2021-09-17 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-30 | 2021-09-17 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-25 | 2019-09-27 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-25 | 2019-09-27 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2012-11-12 | 2014-04-04 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2012-11-12 | 2014-04-04 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2012-11-12 | 2014-04-04 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2011-03-30 | 2012-05-20 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2011-03-30 | 2012-05-20 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2011-03-30 | 2012-05-20 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2007-08-14 | 2009-03-03 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2007-08-14 | 2009-03-03 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2007-08-14 | 2009-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-24 | 2007-07-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-10-14 | 2004-12-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2004-10-14 | 2004-12-08 |