Daniel Charles Wosner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Charles Wosner, a licensed Representative with CE reference AXD189. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2016-10-14 | present |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2016-05-03 | present |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2016-05-03 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-05 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-12 | 2016-01-21 |