Wai Yan (SFC:AIB894) Ng
吳惠茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan (SFC:AIB894) Ng (吳惠茵), a licensed Representative with CE reference AIB894. Currently licensed at 1 firm(s): Oreana Financial Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-25 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-25 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2017-05-25 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-08 | 2017-03-20 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-08 | 2017-03-20 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-11 | 2011-01-28 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-11 | 2011-01-28 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-08 |