Flemming Helbo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Flemming Helbo, a licensed Responsible Officer with CE reference AZG589. Currently licensed at 1 firm(s): Mocean Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mocean Limited |
RO | Type 1 — Dealing in securities | 2023-05-02 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 — Advising on securities | 2022-04-06 | 2022-12-31 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 — Asset management | 2022-04-06 | 2022-12-31 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-17 | 2022-12-31 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-28 | 2020-06-17 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-08 | 2019-11-30 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-24 | 2014-10-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-24 | 2014-10-31 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-05-24 | 2014-10-31 |