Isaac Kirby Poole
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isaac Kirby Poole, a licensed Responsible Officer with CE reference BMW398. Currently licensed at 2 firm(s): Ascalon Capital Limited, Oreana Financial Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascalon Capital Limited |
RO | Type 9 — Asset management | 2021-12-23 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-22 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 — Advising on securities | 2019-02-28 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 — Asset management | 2019-02-28 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-11 | 2020-05-22 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-11 | 2019-02-28 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2018-05-11 | 2019-02-28 |