Paul Lam
林保羅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Lam (林保羅), a licensed Responsible Officer with CE reference AGL904. Currently licensed at 1 firm(s): MFG Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-04-28 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-08 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2019-01-08 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2019-01-08 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-04-28 | 2025-12-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-02 | 2018-12-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-02-02 | 2018-12-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-02 | 2018-12-31 |
| STI Asset Management Limited | RO | Type 1 — Dealing in securities | 2016-01-04 | 2016-01-17 |
| First Fidelity Capital (International) Limited | RO | Type 1 — Dealing in securities | 2015-05-06 | 2016-01-17 |
| First Fidelity Capital (International) Limited | RO | Type 4 — Advising on securities | 2015-05-06 | 2016-01-17 |
| First Fidelity Capital (International) Limited | RO | Type 9 — Asset management | 2015-05-06 | 2016-01-17 |
| Ceres Asset Management Limited | RO | Type 9 — Asset management | 2014-12-19 | 2015-02-10 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-07 | 2014-12-15 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
RO | Type 4 — Advising on securities | 2013-10-07 | 2014-12-15 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-19 | 2013-10-05 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-12 | 2011-12-06 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-12 | 2011-12-06 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-02 | 2010-06-12 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-03-02 | 2010-06-12 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-02 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-02 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-11 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-11 |