Superfund Financial (Hong Kong) Limited

瑞柏投資(香港)有限公司
CE No. AGL796 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Superfund Financial (Hong Kong) Limited (瑞柏投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AGL796. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 3 (total recorded over time: 50).

Registered address

Room 1417, 14/F, Austin Tower Phase II, No. 152 Austin Road, Tsim Sha Tsui, Kowloon

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 6 — Advising on corporate finance present 2005-03-08
Type 9 — Asset management present 2005-03-08

Licensed staff (all-time) (50)
Active on date

Name Activities First licensed To
Sreejesh Rajan RO 1, 4 Rep 1, 4 2013-12 2017-09
Tina Benedikt-Santer RO 1, 4 Rep 1, 4 2009-03 2014-01
Thomas Philip Cheriyil RO 1, 4 2019-02 Present
Yuk Sing Chow 周旭昇 RO 1, 4 Rep 1, 4 2005-05 2007-03
Sankalp Gupta RO 1, 4 2013-11 2017-09
Hyung Eun Kim RO 1, 4 2019-12 Present
Mohamed Koubini RO 1, 4 2017-11 2019-05
Paul Lam 林保羅 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2010-06
Samson Andrew Sze Sing Lew 廖思聖 RO 1, 4 2019-05 2020-02
Sau Wai Lo 羅秀慧 RO 1, 4 Rep 1, 4 2009-02 2011-04
York Yuen Yuk Lo 羅元旭 RO 1, 4 Rep 1, 4 2005-02 2007-10
Johann Peter Santer RO 1, 4 2007-10 2013-12
Aaron Lee Smith RO 1, 4 2010-10 2011-11
Derek Yin Kui Wong 黃賢駒 RO 1, 4 Rep 1, 4 2013-12 2015-01
Tracy Po-Yi Wong 黃寶兒 RO 1, 4 Rep 1, 4 2017-08 2019-02
William Shui Lun Wong 王瑞麟 RO 4 Rep 1, 4 2007-03 2008-04
Yuet Kam Wong 王月琴 RO 1, 4, 6, 9 Pre-2003 2005-08
Deepak Bhasin Rep 1, 4 2009-02 2010-02
Baoluo Cai 蔡保羅 Rep 1, 4 2007-12 2008-09
Sau Kwan Chan 陳秀君 Rep 1, 4 2007-03 2010-04
Sharon Yuk Chee Cheung 張玉姿 Rep 1, 4 2005-07 2008-07
Yung Chiu 焦勇 Rep 1, 4 2008-08 2010-04
Chutong Ding 丁楚桐 Rep 1, 4 2024-09 Present
Sze Ting (SFC:BQR919) Ho 何詩婷 Rep 1, 4 2021-02 2021-02
Li-Wei Huang 黃俐瑋 Rep 1, 4 2014-05 2017-01
John Young Uk Kim Rep 1, 4 2015-05 2015-08
Taeyoung Kim 金泰永 Rep 1, 4 2020-03 2022-01
Tomohito Kinouchi Rep 1, 4 2009-04 2009-11
Shunxiang Lan 蘭順祥 Rep 1, 4 2009-07 2010-04
Graeme John Lane Rep 1, 4 2015-11 2016-07
Iris Kit Ching Lau 劉潔貞 Rep 1 2006-04 2010-04
Joanne Ka Yin Lau 劉嘉燕 Rep 1, 4 2007-03 2007-06
Shuk Wai Lau 劉淑惠 Rep 1 2006-04 2010-02
Lip Yee Lee 李聶而 Rep 1, 4 2017-04 2017-05
Yongseok Lee 李容奭 Rep 1, 4 2009-02 2010-12
Bonnie Ka Yin Leung 梁嘉言 Rep 1, 4 2005-03 2007-03
Yiu Ming Leung 梁耀明 Rep 1 2003-12 2005-01
Hsuan Liang Lin 林宣良 Rep 1, 4 2009-09 2010-04
Iris Chiu Yiu Liu 廖翠瑤 Rep 1, 4 2015-03 2015-05
King Chung Lo 盧敬忠 Rep 1 2006-02 2006-03
Alexander Chun Yuen Ng 伍俊源 Rep 1, 4 2009-03 2010-05
Hiu Ling Ng 吳曉菱 Rep 1 2006-03 2006-07
Johnny Yik Wah Ng 吳憶華 Rep 1, 4, 6, 9 Pre-2003 2005-03
Chun Kit (SFC:AEB060) Poon 潘振傑 Rep 1, 4 2005-02 2005-04
Chung So 蘇聰 Rep 1, 4 2014-06 2015-05
Yin Kan Tsang 曾燕勤 Rep 1, 4 2022-01 2022-05
Ho Ting Wong 黃皓婷 Rep 1, 4 2008-09 2009-12
Tsun Yin Wong 王俊彥 Rep 1, 4 2007-11 2010-06
Chi Kwan Yan 顏志軍 Rep 1, 4 2005-02 2006-02
Kwok Leung Yu 余國樑 Rep 1 2004-06 2004-09
Showing 1–50 of 50

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Related