Tsun Yin Wong
王俊彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Yin Wong (王俊彥), a licensed Responsible Officer with CE reference APW342. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-16 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2025-04-16 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-05 | 2025-04-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-05 | 2025-04-16 |
| M&G Investments (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-08-20 | 2024-09-08 |
| M&G Investments (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2021-08-20 | 2024-09-08 |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-03-30 | 2021-08-20 |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-02-26 | 2021-08-20 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-16 | 2021-01-22 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-29 | 2021-01-22 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-28 | 2010-06-03 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-28 | 2010-06-03 |