Yuk Sing Chow
周旭昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Sing Chow (周旭昇), a licensed Responsible Officer with CE reference ABE353. Currently licensed at 1 firm(s): Fullgoal Asset Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-12 | present |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-10-25 | present |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-10-25 | present |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-15 | 2012-10-25 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-15 | 2012-10-25 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-26 | 2012-09-25 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-26 | 2012-09-25 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-09-26 | 2012-09-25 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-20 | 2011-08-25 |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 4 — Advising on securities | 2007-08-21 | 2011-08-25 |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 9 — Asset management | 2007-08-21 | 2011-08-25 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-03 | 2007-03-31 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-08-03 | 2007-03-31 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-09 | 2005-08-03 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-09 | 2005-08-03 |