Johann Peter Santer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johann Peter Santer, a licensed Responsible Officer with CE reference AON268. Currently licensed at 1 firm(s): Blue Owl Capital HK Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Owl Capital HK Limited |
RO | Type 1 — Dealing in securities | 2024-09-04 | present |
| Blue Owl Capital HK Limited |
Rep | Type 1 — Dealing in securities | 2024-05-24 | 2024-09-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-28 | 2024-03-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-09-28 | 2024-03-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-19 | 2023-09-28 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-28 | 2014-12-31 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-28 | 2014-12-31 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-25 | 2013-12-11 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-10-25 | 2013-12-11 |