Samson Andrew Sze Sing Lew
廖思聖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samson Andrew Sze Sing Lew (廖思聖), a licensed Responsible Officer with CE reference AJI652. Currently licensed at 1 firm(s): Jone Portman Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 4 — Advising on securities | 2026-03-13 | present |
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 9 — Asset management | 2026-03-13 | present |
| Jone Portman Limited 祖士栢有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-04 | 2026-03-13 |
| Jone Portman Limited 祖士栢有限公司 |
Rep | Type 9 — Asset management | 2026-03-04 | 2026-03-13 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-22 | 2025-08-21 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-22 | 2025-08-21 |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-21 | 2022-11-22 |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-21 | 2022-11-22 |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 9 — Asset management | 2022-10-21 | 2025-08-21 |
| CN First Investment Management Limited 中一投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-09 | 2021-10-11 |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-21 | 2021-10-11 |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 4 — Advising on securities | 2020-09-21 | 2021-10-11 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-20 | 2020-02-15 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-05-20 | 2020-02-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-22 | 2018-05-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-22 | 2018-05-24 |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-10 | 2017-05-31 |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-10 | 2017-05-31 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-07 | 2016-06-27 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 4 — Advising on securities | 2015-10-07 | 2016-06-27 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-17 | 2015-09-30 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-06-17 | 2015-09-30 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-01-15 | 2015-02-01 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-16 | 2015-02-01 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-05 | 2014-11-01 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2013-08-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-13 | 2012-09-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2012-09-21 |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-03 | 2004-03-23 |