Kwok Leung Yu
余國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Yu (余國樑), a licensed former licensee with CE reference AAG469. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-25 | 2005-05-18 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-07 | 2004-09-06 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-06-01 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| KuCoin HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-05 |
| KuCoin HK Limited | Rep | Type 9 — Asset management | present | 2004-05-05 |