Lip Yee Lee
李聶而
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lip Yee Lee (李聶而), a licensed Responsible Officer with CE reference BHM087. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-07 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2025-01-07 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-12 | 2025-01-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-12 | 2025-01-07 |
| Wealth Management Cube Limited 富方投資平台有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-17 | 2023-04-09 |
| Wealth Management Cube Limited 富方投資平台有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-26 | 2022-02-17 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-28 | 2017-05-02 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-28 | 2017-05-02 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-17 | 2017-04-10 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-17 | 2017-04-10 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-17 | 2017-04-10 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-17 | 2017-04-10 |