Joanne Ka Yin Lau
劉嘉燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Ka Yin Lau (劉嘉燕), a licensed former licensee with CE reference AOK851. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-02 | 2007-06-01 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-02 | 2007-06-01 |